FINRA Firm Element training: needs analysis, plan and records
The Regulatory Element is FINRA's job and due December 31. The Firm Element is yours all year: a needs analysis, a written plan and records…
Category
Compliance Training
Delivering and evidencing mandatory training.
Articles: Compliance Training
21 CFR Part 11 and training records: when it applies, what to check
Not every electronic training record is a Part 11 record. FDA's 2003 scope guidance draws a narrower line. Here is how to tell, what 11.10…
Insurance anti-fraud training requirements by state for SIU and claims
California wants orientation in 90 days, New Jersey counts hours in a 180-day window, Florida trains SIU staff yearly. One program can meet…
A2L refrigerant training requirements: what is required in 2026
There is no federal A2L card, yet every R-454B install assumes a trained tech. What EPA, codes and manufacturers actually require, and how…
Fall protection training requirements and the 1926.503 record
A course completion with no signature is one field short of the record OSHA cites at number 7. Here are the eight topics, who can train, a…
GMP training requirements under 21 CFR 211.25, explained
21 CFR 211.25 never says how many hours or how often. It says sufficient frequency, qualified trainers and your own SOPs. Here is how QA…
Annuity best interest training requirements: what insurers must verify
The 4-credit course is the producer's job. Verifying it before the first sale, and training producers on every annuity you issue, is the…
Dental OSHA training requirements: what is annual and what is not
Only one of the two big OSHA training rules for dental offices is annual. Here is which, who needs it, what online training must include…
NFPA 70E training requirements: frequency, records and 2027 changes
OSHA doesn't enforce NFPA 70E, yet it cites with it. Here is who needs training, the three-year and annual cycles, what the record must…